Sarah Elizabeth Nichols

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Topaz Finance Limited (no longer approved here)
FRN 461671
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Jul 2019)
- Responsible for Insurance Mediation (8 Jan 2018 to 30 Sep 2018)
- CF1 Director (8 Jan 2018 to 22 Jul 2019)
- CF11 Money Laundering Reporting (8 Jan 2018 to 22 Jul 2019)
- Responsibility for MCD Intermediation (8 Jan 2018 to 22 Jul 2019)
The Benenden Healthcare Society Limited (no longer approved here)
FRN 205351
- CF10 Compliance Oversight (26 Apr 2017 to 21 Dec 2017)
Benenden Wellbeing Limited (no longer approved here)
FRN 593286
- CF1 Director (13 Feb 2017 to 21 Dec 2017)
Evelyn Partners Discretionary Investment Management Limited (no longer approved here)
FRN 147103
- CF10 Compliance Oversight (2 Jul 2010 to 1 Nov 2012)
- CF1 Director (2 Jul 2010 to 1 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.