Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Best Practice IFA Group Limited
FRN 223112
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 28 Mar 2022)
- [FCA CF] Client dealing (since 28 Mar 2022)
- CF30 Customer (since 10 Mar 2022)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
- CF30 Customer (1 Nov 2007 to 25 Mar 2022)
- CF24 Pension Transfer Specialist (26 Oct 2006 to 31 Oct 2007)
- CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
-
- Employed By (15 Feb 2006 to 7 Mar 2008)
-
- (12)Employed By (2 Jul 2004 to 30 Jun 2004)
-
- Employed By (15 Apr 2004 to 2 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.