Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Mar 2022)
    • [FCA CF] Client dealing (since 28 Mar 2022)
    • CF30 Customer (since 10 Mar 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 25 Mar 2022)
    • CF24 Pension Transfer Specialist (26 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
  • Touch Financial Services Ltd (no longer approved here)

    FRN 442805

    • Employed By (15 Feb 2006 to 7 Mar 2008)
  • Maine Financial (no longer approved here)

    FRN 211144

    • (12)Employed By (2 Jul 2004 to 30 Jun 2004)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (15 Apr 2004 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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