Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF22 Investment Adviser (Trainee) (14 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.