Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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R D Finnie Ltd
FRN 743996
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (8 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.