Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 31 Mar 2020)
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- [FCA CF] Material risk taker (31 Mar 2021 to 30 Jun 2025)
- [FCA CF] Significant management (15 Feb 2021 to 30 Jun 2025)
- [FCA CF] Client dealing (31 Mar 2020 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (31 Mar 2020 to 30 Jun 2025)
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- CF30 Customer (26 Apr 2013 to 22 Sep 2015)
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- CF30 Customer (5 Apr 2013 to 23 Aug 2019)
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- Employed By (3 Nov 2010 to 26 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.