Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 5 Mar 2025)
- SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Mar 2025)
- CF30 Customer (1 Jun 2008 to 8 Dec 2019)
- CF4 Partner (4 May 2005 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 May 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (4 May 2005 to 8 Dec 2019)
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- CF30 Customer (25 May 2010 to 26 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.