Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (1 Oct 2020 to 1 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 1 May 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (16 Jun 2010 to 3 Jun 2013)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF11 Money Laundering Reporting (16 Jun 2010 to 4 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.