Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Finance Family Limited
FRN 813073
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 31 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2023)
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- CF22 Investment Adviser (Trainee) (10 Nov 2005 to 5 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.