Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Seraphim Space Manager LLP
FRN 772782
- SMF27 Partner (since 11 Jul 2023)
- SMF16 Compliance Oversight (since 11 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jul 2023)
- [FCA CF] Client dealing (since 1 Mar 2022)
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- [FCA CF] Client dealing (26 Nov 2020 to 1 Apr 2022)
- SMF27 Partner (9 Dec 2019 to 1 Apr 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2022)
- CF10 Compliance Oversight (18 Mar 2008 to 8 Dec 2019)
- CF4 Partner (18 Mar 2008 to 8 Dec 2019)
- CF30 Customer (18 Mar 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Mar 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.