Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- SMF16 Compliance Oversight (since 25 Jun 2025)
- SMF3 Executive Director (since 25 Jun 2025)
- [FCA CF] Material risk taker (since 18 Dec 2024)
- [FCA CF] Material risk taker (12 Jan 2021 to 31 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (27 May 2020 to 8 Mar 2023)
- CF2 Non Executive Director (AR) (27 May 2020 to 8 Mar 2023)
- CF1 Director (AR) (17 Dec 2014 to 27 May 2020)
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Baillie Gifford & Co
FRN 142597
- SMF16 Compliance Oversight (since 25 Jun 2025)
- [FCA CF] Material risk taker (since 18 Dec 2024)
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- [FCA CF] Manager of certification employee (1 Jan 2020 to 1 Apr 2022)
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- (5)Employed By (10 Dec 2014 to 8 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (5)Employed By at Baillie Gifford Funds Services LLC