Sarah Anne Kilpatrick

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prism EBC Limited

    FRN 630623

    • (22)SMF3 Executive Director (since 9 Dec 2019)
    • (36)SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2020)
    • (35)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2020)
    • (39)CF1 Director (26 Oct 2018 to 8 Dec 2019)
    • (33)Responsibility for MCD Intermediation (26 Oct 2018 to 5 May 2020)
    • (37)CF11 Money Laundering Reporting (26 Oct 2018 to 8 Dec 2019)
    • (38)CF10 Compliance Oversight (26 Oct 2018 to 8 Dec 2019)
    • (34)Responsible for Insurance Distribution (26 Oct 2018 to 5 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Prism EBC Limited

  2. controlled function added: (33)Responsibility for MCD Intermediation at Prism EBC Limited

  3. controlled function added: (34)Responsible for Insurance Distribution at Prism EBC Limited

  4. controlled function added: (35)SMF17 Money Laundering Reporting Officer (MLRO) at Prism EBC Limited

  5. controlled function added: (36)SMF16 Compliance Oversight at Prism EBC Limited

  6. controlled function added: (37)CF11 Money Laundering Reporting at Prism EBC Limited

  7. controlled function added: (38)CF10 Compliance Oversight at Prism EBC Limited

  8. controlled function added: (39)CF1 Director at Prism EBC Limited

  9. controlled function added: (22)SMF3 Executive Director at Prism EBC Limited