Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Emericks Financial Services Limited
FRN 936711
- SMF3 Executive Director (since 6 Jan 2021)
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- CF30 Customer (23 Apr 2010 to 30 Mar 2011)
- CF21 Investment Adviser (21 Nov 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.