Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Equiniti Financial Services Limited
FRN 468631
- [FCA CF] Significant management (since 27 Nov 2024)
- SMF18 Other Overall Responsibility (16 Feb 2022 to 30 Oct 2024)
- [FCA CF] Material risk taker (1 Feb 2022 to 15 Feb 2022)
- [FCA CF] Significant management (1 Feb 2021 to 15 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.