Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Carlton Asset Management Limited
FRN 133693
- Responsible for Insurance Distribution (since 4 Oct 2023)
- SMF16 Compliance Oversight (since 25 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2023)
- SMF3 Executive Director (since 8 Dec 2022)
- Responsibility for MCD Intermediation (4 Oct 2023 to 19 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.