Sara Jane Mina

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited
FRN 462001
- [FCA CF] Client dealing (since 26 Jun 2024)
Forte Securities Limited (no longer approved here)
FRN 478424
- [FCA CF] Client dealing (15 Mar 2023 to 6 Jun 2024)
Armira Capital Limited (no longer approved here)
FRN 714282
- [FCA CF] Client dealing (4 Jun 2021 to 30 Nov 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (12 Jun 2008 to 6 Aug 2012)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- CF30 Customer (12 Jun 2008 to 25 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.