Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 24 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jul 2019)
    • (1)Employed By (since 27 Jul 2019)
    • (2)Employed By (14 Nov 2013 to 1 Jan 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (12 Oct 2017 to 6 Sep 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (14 Nov 2013 to 1 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.