Sara Bertin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shorefield Holidays Limited
FRN 688069
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (9 Jun 2015 to 8 Dec 2019)
Bspoke Lifestyle Ltd (no longer approved here)
FRN 820727
- SMF3 (AR) Executive Director function (9 Dec 2019 to 28 Feb 2020)
- CF1 Director (AR) (8 Mar 2019 to 8 Dec 2019)
Arthur J. Gallagher Insurance Brokers Limited (no longer approved here)
FRN 311786
- CF1 Director (AR) (3 May 2017 to 15 Aug 2017)
Thistle Insurance Services Limited (no longer approved here)
FRN 310419
- CF1 Director (AR) (14 Jan 2005 to 9 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.