Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (12 Jul 2023 to 14 Nov 2025)
    • [FCA CF] Client dealing (3 Nov 2022 to 12 Jul 2023)
    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 12 Jul 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (20 Apr 2021 to 28 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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