Sapna Kotecha Olsen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • SMF22 Other Local Responsibility (9 Feb 2022 to 4 Mar 2026)
    • [FCA CF] Material risk taker (22 Oct 2019 to 9 Feb 2022)
    • [FCA CF] Client dealing (22 Oct 2019 to 9 Feb 2022)
    • [FCA CF] Manager of certification employee (22 Oct 2019 to 9 Feb 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 20 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2019)
    • CF30 Customer (18 Nov 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2019)
    • CF30 Customer (6 Sep 2011 to 15 Feb 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.