Sanjiv Duggal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (3 Dec 2020 to 19 Jan 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Client dealing (3 Dec 2020 to 19 Jan 2022)
    • [FCA CF] Manager of certification employee (3 Dec 2020 to 19 Jan 2022)
    • CF27 Investment Management (1 Dec 2001 to 31 May 2002)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (3 Dec 2020 to 19 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.