Sanji Joshi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alka Financial Services Limited (no longer approved here)

    FRN 403017

    • SMF3 Executive Director (9 Dec 2019 to 26 Oct 2023)
    • CF1 Director (13 Jan 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jan 2005 to 17 Jul 2006)
    • CF11 Money Laundering Reporting (13 Jan 2005 to 17 Jul 2006)
    • CF21 Investment Adviser (13 Jan 2005 to 17 Jul 2006)
    • CF8 Apportionment and Oversight (13 Jan 2005 to 17 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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