Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
  • CROWD FOR ANGELS (UK) LIMITED (no longer approved here)

    FRN 176508

    • CF30 Customer (10 Jun 2008 to 17 Nov 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.