Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GHC CAPITAL MARKETS LTD.
FRN 152998
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 2 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
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- CF30 Customer (10 Jun 2008 to 17 Nov 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.