Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Dec 2025)
    • [FCA CF] Material risk taker (since 4 Dec 2025)
    • [FCA CF] Manager of certification employee (since 4 Dec 2025)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 4 Dec 2025)
    • CF29 Significant management (18 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 4 Dec 2025)
    • [FCA CF] Manager of certification employee (since 4 Dec 2025)
    • [FCA CF] Client dealing (since 4 Dec 2025)
    • SMF6 Head of Key Business Areas (20 Dec 2019 to 4 Dec 2025)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 20 Dec 2019)
    • CF29 Significant management (18 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 5 Dec 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF29 Significant management (18 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (17 May 2012 to 8 Dec 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (27 May 2022 to 2 May 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (8 Oct 2020 to 22 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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