Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (28 Jul 2010 to 31 Aug 2011)
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- CF30 Customer (27 Dec 2007 to 27 Jun 2008)
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- CF21 Investment Adviser (30 Jan 2007 to 19 Apr 2007)
- CF22 Investment Adviser (Trainee) (23 Feb 2004 to 24 Sep 2004)
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- CF21 Investment Adviser (6 Feb 2006 to 26 Jan 2007)
- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 6 Feb 2006)
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- CF21 Investment Adviser (12 Mar 2003 to 9 Dec 2003)
- CF22 Investment Adviser (Trainee) (6 Aug 2002 to 12 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.