Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF5 Head of Internal Audit (5 Sep 2024 to 6 Jun 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jun 2025)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Material risk taker (1 Jan 2023 to 6 Jun 2025)
    • SMF5 Head of Internal Audit (20 Oct 2022 to 6 Jun 2025)
    • [FCA CF] Manager of certification employee (25 Nov 2021 to 20 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Oct 2022)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (1 Jan 2023 to 6 Jun 2025)
    • SMF5 Head of Internal Audit (21 Feb 2020 to 6 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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