Sanjay Arvind Wadhia

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Jun 2021)
    • CF1 Director (AR) (since 2 Jun 2021)
    • CF30 Customer (since 2 Jun 2021)
    • CF1 Director (AR) (18 Jan 2008 to 16 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF21 Investment Adviser (27 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jul 2003 to 27 Nov 2003)
  • SWFS Ltd

    FRN 417405

    • (3)Employed By (since 2 Jun 2021)
    • (2)Employed By (8 Dec 2004 to 5 May 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 May 2021)
    • CF30 Customer (8 Dec 2008 to 5 May 2021)
    • CF1 Director (AR) (8 Dec 2008 to 5 May 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (22 Apr 2003 to 10 Jul 2003)
    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 22 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.