Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • [FCA CF] Material risk taker (19 Jun 2024 to 13 Nov 2024)
    • [FCA CF] Manager of certification employee (20 Sep 2022 to 13 Nov 2024)
    • [FCA CF] Significant management (20 Sep 2022 to 13 Nov 2024)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • [FCA CF] Material risk taker (19 Jun 2024 to 13 Nov 2024)
    • [FCA CF] Significant management (20 May 2024 to 13 Nov 2024)
  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • [FCA CF] Material risk taker (19 Jun 2024 to 13 Nov 2024)
    • [FCA CF] Significant management (20 May 2024 to 13 Nov 2024)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • [FCA CF] Material risk taker (19 Jun 2024 to 13 Nov 2024)
    • [FCA CF] Significant management (20 May 2024 to 13 Nov 2024)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Material risk taker (19 Jun 2024 to 13 Nov 2024)
    • [FCA CF] Manager of certification employee (20 Sep 2022 to 13 Nov 2024)
    • [FCA CF] Significant management (20 Sep 2022 to 13 Nov 2024)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
  • Aon Investments Limited (no longer approved here)

    FRN 459481

    • CF30 Customer (5 Dec 2014 to 18 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

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