Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (2 Jul 2020 to 22 Jan 2021)
    • CF1 Director (AR) (2 Jul 2020 to 22 Jan 2021)
  • Curation Corporation Limited (no longer approved here)

    FRN 582524

    • Employed By (2 Jul 2020 to 22 Jan 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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