Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (8 Apr 2022 to 10 Dec 2024)
    • [FCA CF] Material risk taker (8 Apr 2022 to 10 Dec 2024)
    • [FCA CF] Significant management (8 Apr 2022 to 10 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 10 Dec 2024)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF1 Director (8 May 2008 to 18 Mar 2011)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 9 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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