Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (8 Feb 2007 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (28 Apr 2004 to 31 May 2007)
    • CF27 Investment Management (28 Apr 2004 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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