Sandra Louise Richardson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- CF30 Customer (27 May 2011 to 8 Dec 2019)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF30 Customer (15 Jun 2011 to 22 Sep 2015)
Aegon Asset Management Ltd (no longer approved here)
FRN 515464
- Employed By (15 Jun 2011 to 22 Sep 2015)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (7 Jun 2010 to 10 Mar 2011)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF27 Investment Management (1 Dec 2001 to 31 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.