Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Alternative Investments Limited
FRN 170423
- Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2023)
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HSBC Global Asset Management (UK) Limited
FRN 122335
- SMF18 Other Overall Responsibility (since 4 Feb 2021)
- [FCA CF] Material risk taker (28 Sep 2020 to 4 Feb 2021)
- [FCA CF] Significant management (28 Sep 2020 to 4 Feb 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Jan 2020)
- CF29 Significant management (13 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.