Sandra Lesley Saint

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (7 Dec 2005 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (8 Oct 2004 to 7 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Jan 2004 to 3 Sep 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.