Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Randall Wealth Management Limited
FRN 438259
- (2)Responsible for Insurance Distribution (since 17 Sep 2022)
- (3)Employed By (since 26 Aug 2005)
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 26 Aug 2005)
- CF21 Investment Adviser (27 Nov 2003 to 31 Oct 2007)
- CF7 Sole Trader (AR) (27 Nov 2003 to 26 Aug 2005)
- CF22 Investment Adviser (Trainee) (21 Jul 2003 to 27 Nov 2003)
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- (1)Employed By (8 Dec 2004 to 26 Aug 2005)
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- Employed By (31 Dec 2001 to 22 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.