Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 21 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 24 Jul 2018)
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Anstey Bond Financial Services Limited
FRN 956044
- (3)Employed By (since 4 Aug 2021)
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Enter Financial Limited
FRN 665623
- (2)Employed By (since 22 Aug 2019)
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- (2)Employed By (23 Aug 2021 to 9 Nov 2023)
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- Employed By (17 Aug 2018 to 31 Jan 2022)
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- CF30 Customer (1 Feb 2009 to 1 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anstey Bond Financial Services Limited
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controlled function added: (3)Employed By at Anstey Bond Financial Services Limited