Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (7 Sep 2016 to 27 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 27 Jul 2022)
    • CF26 Customer Trading (13 Oct 2006 to 8 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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