Samuel Yan-Ben Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF2 Non Executive Director (AR) (28 Apr 2023 to 1 Mar 2024)
- [FCA CF] Significant management (21 Jul 2022 to 22 Feb 2024)
- CF1 Director (AR) (9 Sep 2021 to 28 Apr 2023)
- CF30 Customer (9 Sep 2021 to 27 Feb 2024)
XY CAPITAL EUROPE LIMITED (no longer approved here)
FRN 952325
- Employed By (9 Sep 2021 to 1 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.