Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 1 Jan 2009)
- CF4 Partner (10 Mar 2005 to 1 Jan 2009)
- CF3 Chief Executive (10 Jan 2005 to 1 Jan 2009)
- CF10 Compliance Oversight (10 Jan 2005 to 30 Jan 2007)
- CF8 Apportionment and Oversight (10 Jan 2005 to 31 Oct 2007)
- CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
- CF27 Investment Management (28 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.