Samuel Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Planning Partners (Holdings) Ltd
FRN 1030521
- Employed By (since 28 May 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 29 Mar 2017)
Capital Planning Partners Ltd (no longer approved here)
FRN 587076
- Employed By (1 Nov 2023 to 23 Jun 2025)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (7 Aug 2012 to 6 Mar 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (23 Jun 2011 to 31 Jul 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (28 Jan 2008 to 6 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.