Samuel Thomas McLennan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Jun 2023 to 9 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 8 Aug 2023)
    • [FCA CF] Client dealing (3 Jul 2019 to 20 Aug 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 8 Aug 2023)
    • [FCA CF] Client dealing (12 Jun 2020 to 20 Aug 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jun 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 19 Jun 2019)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 19 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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