Samuel Tesler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T&T FINANCE LIMITED

    FRN 778400

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Apr 2020)
    • SMF16 Compliance Oversight (since 6 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 30 Oct 2018)
    • CF1 Director (30 Oct 2018 to 8 Dec 2019)
  • RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 769876

    • CF1 Director (AR) (31 Aug 2017 to 20 Dec 2018)
  • T&T Financial Services Ltd (no longer approved here)

    FRN 785192

    • Employed By (31 Aug 2017 to 20 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.