Samuel Ronald Tree

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 16 Aug 2021)
    • CF30 Customer (since 6 Aug 2021)
  • Lansdown Place Wealth Management Ltd

    FRN 434251

    • Employed By (since 6 Aug 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (28 Jan 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (28 Jan 2020 to 7 Apr 2021)
    • CF30 Customer (14 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.