Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NGC Wealth Management Limited
FRN 989957
- (1)Employed By (since 9 Mar 2026)
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 2 Jul 2018)
- CF30 Customer (since 2 Jul 2018)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 6 Jul 2018)
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Almond Financial Ltd
FRN 810507
- (6)Employed By (since 2 Jul 2018)
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- CF30 Customer (14 Nov 2016 to 19 Jun 2018)
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- (18)Employed By (14 Nov 2016 to 19 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Almond Financial Ltd
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controlled function added: (6)Employed By at Almond Financial Ltd