Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Aug 2004 to 31 Oct 2005)
  • HR Wilson Associates Ltd (no longer approved here)

    FRN 211890

    • (6)Employed By (30 Oct 2002 to 16 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.