Samuel Peter Wickens

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 16 Dec 2014)
    • CF30 Customer (since 13 Aug 2012)
  • Wickens Wealth Management

    FRN 586194

    • Employed By (since 13 Aug 2012)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (21 Jul 2010 to 7 Aug 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Mar 2010 to 14 May 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Dec 2007 to 10 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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