Samuel O'Mara

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Southern Wealth Associates Limited

    FRN 730591

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 Jun 2024)
    • CF1 Director (AR) (since 10 Jun 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (25 May 2016 to 8 Dec 2019)
    • CF1 Director (25 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 May 2016 to 8 Dec 2019)
    • CF30 Customer (25 May 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 May 2016 to 30 Sep 2018)
  • JWR Wealth Associates Ltd

    FRN 1012125

    • (1)Employed By (since 10 Jun 2024)
  • David Winter Independent Financial Advisers Limited (no longer approved here)

    FRN 466658

    • CF30 Customer (23 May 2013 to 1 Jul 2016)
  • Biscoes Financial Solutions Ltd (no longer approved here)

    FRN 453346

    • Employed By (6 Feb 2012 to 28 May 2013)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (14 Jul 2010 to 28 May 2013)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (19)Employed By (14 Jul 2010 to 28 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.