Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2023)
  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • [FCA CF] Client dealing (12 Jul 2023 to 8 Sep 2023)
    • [FCA CF] Functions requiring qualifications (12 Jul 2023 to 8 Sep 2023)
  • Advance Wealth Limited (no longer approved here)

    FRN 494241

    • [FCA CF] Client dealing (6 Jun 2022 to 18 Jul 2023)
    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 18 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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