Samuel Losada

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 29 Oct 2020)
    • [FCA CF] Manager of certification employee (since 29 Oct 2020)
    • [FCA CF] Material risk taker (since 29 Oct 2020)
    • [FCA CF] Significant management (since 29 Oct 2020)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Significant management (since 29 Oct 2020)
    • [FCA CF] Client dealing (since 29 Oct 2020)
    • [FCA CF] Manager of certification employee (since 29 Oct 2020)
    • [FCA CF] Material risk taker (since 29 Oct 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (27 Feb 2017 to 31 Jul 2020)
    • [FCA CF] Significant management (27 Feb 2017 to 31 Jul 2020)
    • [FCA CF] Client dealing (27 Feb 2017 to 31 Jul 2020)
    • [FCA CF] Manager of certification employee (27 Feb 2017 to 31 Jul 2020)
    • CF30 Customer (5 Jul 2012 to 16 Oct 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Jun 2009 to 19 Nov 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (17 Feb 2004 to 18 Aug 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (17 Feb 2004 to 18 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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