Samuel Lewis Wardega

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hampshire Hill Group Limited

    FRN 425911

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
  • R.A. Cowen & Partners (Financial Services) Limited (no longer approved here)

    FRN 126112

    • [FCA CF] Client dealing (4 Jan 2021 to 3 Mar 2021)
    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 3 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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