Samuel Lewis Mayes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (2 Sep 2022 to 7 Nov 2023)
- CF30 Customer (16 Aug 2021 to 17 Sep 2021)
Just Mortgages Direct Limited (no longer approved here)
FRN 404016
- (16)Employed By (28 Jul 2022 to 7 Nov 2023)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (16 Jul 2014 to 31 Oct 2014)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (21 Mar 2014 to 23 May 2014)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (22 Aug 2008 to 1 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.